Discussion: Patient Safety at Grand River Hospital Case Study Analysis

Discussion: Patient Safety at Grand River Hospital Case Study Analysis ORDER NOW FOR CUSTOMIZED AND ORIGINAL ESSAY PAPERS ON Discussion: Patient Safety at Grand River Hospital Case Study Analysis I’m working on a Health & Medical exercise and need support. To prepare: Read the case study Patient Safety at Grand River Hospital & St. Mary’s General Hospital in your Learning Resources. Discussion: Patient Safety at Grand River Hospital Case Study Analysis Conduct an analysis of the case and write a 10- to 12-page (excluding title page and references) report including: Data analysis against benchmarks and national standards Observations about where quality improvements are needed Goals for initiatives that address those deficiencies/opportunities in quality Outcomes that are anticipated in order to accomplish the initiatives Appropriate time frames to re-evaluate data and provide a new analysis. Justify your response Note: Your Project must be written in standard edited English. Be sure to support your work with at least eight high-quality references, including four from peer-reviewed journals. Refer to the Essential Guide to APA Style for Walden Students to ensure that your in-text citations and reference list are correct. This Project will be graded using this rubric: Final Project Rubric (PDF). Your Project should show effective application of triangulation of content and resources in your conclusion and recommendations. casestudy2.pdf S w W12328 PATIENT SAFETY AT GRAND RIVER HOSPITAL & ST. MARY’S GENERAL HOSPITAL Alex Cestnik and Ashok Sharma wrote this case under the supervision of Professor Murray Bryant solely to provide material for class discussion. The authors do not intend to illustrate either effective or ineffective handling of a managerial situation. The authors may have disguised certain names and other identifying information to protect confidentiality. Richard Ivey School of Business Foundation prohibits any form of reproduction, storage or transmittal without its written permission. Reproduction of this material is not covered under authorization by any reproduction rights organization. To order copies or request permission to reproduce materials, contact Ivey Publishing, Richard Ivey School of Business Foundation, c/o Richard Ivey School of Business, The University of Western Ontario, London, Ontario, Canada, N6A 3K7; phone (519) 661-3208; fax (519) 661-3882; email [email protected]. Copyright © 2012, Richard Ivey School of Business Foundation Version: 2012-11-21 After completing a comprehensive patient safety leadership fellowship in 2011, Dr. Ashok Sharma reflects on how he could most positively impact his local medical community to develop a safety culture and minimize medical errors. As the chief of staff at both Grand River Hospital and St. Mary’s General Hospital in Kitchener-Waterloo, Ontario, Dr. Sharma would like to influence his practicing physicians without threatening their professional autonomy or being perceived as paternalistic. Despite being recognized as an area for improvement as early as the 1990s, the patient safety movement is still in its infancy. Medical error remains a sensitive topic for patients, physicians, hospital administration and virtually all who rely on health care, making the issue increasingly difficult to resolve. Only recently has the topic been openly addressed, and there remains a significant gap between the care that is delivered and that should be delivered. PATIENT SAFETY A medical error is considered “the failure of a planned action to be completed as intended or the use of a wrong plan to achieve an aim.”1 An adverse event refers to the additional harm that results from medical mismanagement rather than the underlying disease. When an error results in an adverse event, it is considered a preventable adverse event (see Exhibit 1). Research has suggested that approximately 10 per cent of primary care medical errors result in patient harm.2 In 1997, large studies were completed in the United States suggesting that as many as 98,000 Americans die each year due to medical error.3 This figure positions medical error as the eighth leading cause of death, exceeding the number of deaths from motor vehicle accidents and breast cancer combined. Such a mortality rate equates to one jumbo jet crashing each 1 Institute of Medicine (U.S.), To Err is Human: Building a Safer Health System, National Academy Press, Washington, DC, 2000. 2 Ibid. 3 Ibid. This document is authorized for use only by LeDarren Floyd in MMHA-6900-1/MMHA-5900-1-Healthcare Quality Management2020 Spring Qtr 02/24-05/17-PT27 at Laureate Education Walden University, 2020. Page 2 9B12M080 day. In response to the evident problem of inadequate patient safety, the National Patient Safety Foundation (NPSF) was established in 1997. NPSF defines patient safety as “the avoidance, prevention and amelioration of adverse outcomes or injuries stemming from the process of healthcare.”4 In 1999, the Institute of Medicine (IOM) identified patient safety as an explicit concern when it proposed the six aims of high-quality health care: safety, effectiveness, patient-centeredness, timeliness, efficiency and equity.Discussion: Patient Safety at Grand River Hospital Case Study Analysis In order to improve safety, research has been conducted5 to better understand the underlying causes of preventable adverse events. In general, two factors contribute to the likelihood of errors in any industry: complexity and coupling. Complexity refers to the unpredictability of events, and coupling measures the interdependence of tasks.6 Given that health care is both complex and tightly coupled, concerted efforts must be made to prevent adverse events from occurring. There are a multitude of actions that can reduce medical errors and improve patient safety, and they begin at an organizational rather than an individual level. The IOM emphasizes that safety is a systemic property rather than an individual physician’s responsibility: “Unsafe acts are like mosquitoes: you can try to swat them one at a time, but there will always be others to take their place. The only effective remedy is to drain the swamps in which they breed. In the case of errors and violations, the “swamps” are equipment designs that promote operator error, bad communications, high workloads, budgetary and commercial pressures, procedures that necessitate violations in order to get the job done, inadequate organization and missing barriers and safeguards — the list is potentially long, but all of these latent factors are, in theory, detectable and correctable before a mishap occurs.”7 Thus, patient safety is a systemic and cultural problem within the health care industry and cannot be addressed by simply correcting or reprimanding the individual who errs. The solution requires analysis of systemic failures related to factors such as equipment design and staff workload (see Exhibit 2). All clinicians must be transparent about their errors and near misses in order to resolve underlying systemic causes. Likewise, hospital administration must foster a safety culture in which physicians and other clinicians can feel comfortable discussing errors and proactively seeking solutions. Too frequently, physicians consider that patient safety is a product of a good clinical practice and not as impacted by the broader system of patient care. A number of variables beyond an individual’s clinical practice do play a role in patient safety including: technology, interdisciplinary care, physician trade-offs, nursing staff, allied health professionals, medical device and product design, etc. Furthermore, the organizational structure of hospitals suggests that responsibilities are diffused across many individuals. The additional complexity resulting from the interaction of people and processes lead to a greater potential for error. CANADIAN PATIENT SAFETY INSTITUTE Following the movement towards improving patient safety, Health Canada established the Canadian Patient Safety Institute (CPSI) in 2003 with an aim to “inspire extraordinary improvement in patient safety and quality.”8 The institute develops evidence-based best practices, supports research, measures results, 4 Institute of Medicine (U.S.), To Err is Human: Building a Safer Health System, National Academy Press, Washington, DC, 2000. 5 Ibid 6 James Reason and Alan Hobbs, Managing Maintenance Error: A Practical Guide, Ashgate Publishing Company, Burlington, VT, 2003. 7 Institute of Medicine (U.S.), To Err is Human: Building a Safer Health System, National Academy Press, Washington, DC, 2000. 8 Canadian Patient Safety Institute, “About CPSI,”. http://www.patientsafetyinstitute.ca/English/About/Pages/default.aspx, accessed April 6, 2012. This document is authorized for use only by LeDarren Floyd in MMHA-6900-1/MMHA-5900-1-Healthcare Quality Management2020 Spring Qtr 02/24-05/17-PT27 at Laureate Education Walden University, 2020. Page 3 9B12M080 promotes communication, nurtures partnerships and celebrates successes. CPSI has implemented projects and programs to work with all levels of the health care system, including frontline health care providers, governments and educators. “Discussion: Patient Safety at Grand River Hospital Case Study Analysis Safer Healthcare Now!,” CPSI’s flagship program, provides clinicians with the necessary tools and resources to improve health care quality through safety. CPSI relies on collaborative efforts with governments, health care organizations and clinicians to accomplish the goal of safer health care for all Canadians. REGULATORY ENVIRONMENT As awareness of inadequate patient safety increased, Canadian legislation began to change in order to promote improvements in health care quality. On June 3, 2010, the government of Ontario passed Bill 46, the Excellent Care for All Act, to “make health care providers and executives accountable for improving patient care and enhance the patient experience.” In accordance with Bill 46, hospitals are required to establish a quality committee to report directly to the board of directors. Hospitals must also develop and publicize annual quality improvement plans (QIP). Additionally, hospitals are mandated to survey patients yearly and employees every second year to collect their “views on the quality of care.” Lastly and importantly, boards of directors are required to ensure that hospital executives are compensated according to whether or not QIPs are met.9 In addition to Bill 46, on July 1, 2010, Regulation 156 of the Ontario Public Hospitals Act came into effect; it requires that critical incidents be reported to the medical advisory committee (MAC) and hospital administrators. A critical incident is “any unintended event that occurs when patients receive treatment in hospitals that results in death, serious disability, injury, or harm, and does not result primarily from the patient’s underlying condition or a known risk in providing treatment” (see Exhibits 3 and 4). Hospital boards and administrators are legally required to ensure disclosure of critical incidents and establish systems to analyze the reported incidents for root causes.10 In March 2012, the Ontario Ministry of Health and Long-Term Care announced that a patient-centred funding model would be phased in over three years (see Exhibit 5). The intended benefits include a focus on quality and evidence-based care, improved access and wait times, and an emphasis on cost containment. The resulting funding composition for hospitals, community care access centres and long-term care homes will ultimately be 70 per cent quality-based. The quality-based funding will be further divided to include a 40 per cent health-based allocation model (HBAM) and 30 per cent clinical quality groupings (see Exhibit 6). HBAM allocates a proportion of health care costs to each Ontario resident based on factors such as age, sex, socioeconomic status, geography and clinical group. Each resident’s allocated cost is associated with the organization that provides their care, and these health care providers are given funding based on this predicted cost. Clinical quality grouping funding is calculated by multiplying the determined price to provide quality treatment for a particular condition (such as chronic kidney disease, cataract surgery, hip replacement, etc.) by the expected volume for the health care organization. The remaining 30 per cent will be global funding, reduced from 54 per cent in April 2012. Overall, the government of Ontario’s funding reform is intended to increase quality, appropriateness and sustainability of care for patients and the overall health care system. 11 9 Ashok Sharma, et al., Physician Matters [Kitchener-Waterloo], 2010, Web. January 18, 2012. Ibid. 11 “How Does HBAM work?: Step-By-Step Demonstration,” 2012, pages 3-6. Web. April 12, 2012. 10 This document is authorized for use only by LeDarren Floyd in MMHA-6900-1/MMHA-5900-1-Healthcare Quality Management2020 Spring Qtr 02/24-05/17-PT27 at Laureate Education Walden University, 2020.Discussion: Patient Safety at Grand River Hospital Case Study Analysis Page 4 9B12M080 CRITICAL INCIDENT REPORTING AND ANALYSIS Even prior to Bill 46, disclosure of critical incidents to patients was mandated by law, and most hospitals had systems to collect reports on such events. Yet, there remain several problems with critical incident reporting in health care organizations. First, underreporting is a challenge because physicians often fear professional criticism or legal repercussions. The Quality of Care Information Protection Act (QCIPA) of 2004 provides statutory protection of information collected for the purposes of quality assessment and improvement. Thus, under QCIPA, clinicians are protected from legal action resulting from information disclosed to improve quality. Following each critical incident report, QCIPA reviews are held by hospital administration with all individuals involved in the critical incident. The result of QCIPA reviews are summaries of improvements to be made. However, in addition to underreporting, clinicians often do not attend the QCIPA reviews, even if attendance is mandatory, because they fear legal consequences and recognize that attendance is not enforceable. Thus, although a healthcare organization’s chief of staff may have authoritative power, individual physicians are largely independent entrepreneurs. A second challenge with critical incident reporting is that the information collected from reports is often inadequate and variable. Reporters tend to cite individual rather than systemic factors as the root cause of adverse events. Given that reporters were most often physicians or clinicians, they are close to the error at the “proximal side” or “sharp end” of the problem. As a result, they do not consider latent errors that occurred in the overall system at the “distal end” of the problem. Attempts were made to improve this through educating medical students and practicing clinicians to develop a “systems” view of medical operations. In addition to education, effective reporting requires a non-punitive environment so that clinicians are comfortable reporting incidents, including detailed accounts and sharing near misses. Reporting questionnaires are most effective when they are open-ended, allowing the reporter to develop a story of the event. This format results in reports that provide a broader systemic picture and often include more detail than if the survey were more specific. Overall, reporting can be a useful tool to improve patient safety and prevent recurrences of critical incidents, yet it remains a reactive strategy. Greater efforts and initiatives by all individuals are required to foster a safety culture that promotes proactive problem-solving. SAFETY CULTURE In order for the benefits of CPSI, regulatory advances and incident reporting to be realized, health care organizations must develop a safety culture. A safety culture refers to an environment in which the desire to achieve greater safety is apparent in intangible beliefs, attitudes and values in addition to concrete structures, practices and policies. In a safety culture, clinicians and administrators do not expect that each individual will be flawless; rather, they understand that people are imperfect and that failures are inevitable. As a result, there is a heightened diligence to detect errors and to implement defences that will prevent adverse outcomes. These attitudes and behaviours exist throughout the organization from the administration to the frontline clinicians and will persist through changes ton senior management. Once a safety culture is achieved, reporting becomes more frequent and complete, and near misses are willingly shared for greater quality improvement. In order to achieve such a result, a significant amount of trust must exist among care providers so that adverse events may be openly discussed and solutions developed through collaboration. A safety culture is not a static state but a dynamic system that is constantly changing as opportunities arise. Discussion: Patient Safety at Grand River Hospital Case Study Analysis This document is authorized for use only by LeDarren Floyd in MMHA-6900-1/MMHA-5900-1-Healthcare Quality Management2020 Spring Qtr 02/24-05/17-PT27 at Laureate Education Walden University, 2020. Page 5 9B12M080 GRAND RIVER HOSPITAL & ST. MARY’S GENERAL HOSPITAL Grand River Hospital (GRH) is one of Ontario’s largest community hospitals with over 3,500 staff members working towards their stated vision of being a “leader in providing 24/7 patient care programs through innovation and collaboration, within available resources.” In 2010/11, 23,391 patients were admitted with 12,671 day surgery visits, 58,596 emergency visits and 210,557 ambulatory care visits. GRH developed a quality framework, which includes a quality and patient safety committee, a senior quality team and clinical programs and services quality councils to hold the hospital accountable for quality and safety (see Exhibit 7). The hospital continually evaluates itself on four dimensions: access to care, appropriateness of care, safety of care and patient experience with care. GRH uses benchmark indicators to assess its performance and track its progress. This analysis is made available to the public to demonstrate transparency and openness. St. Mary’s General Hospital (SMGH) has been providing health care in the Kitchener community since 1924. The hospital has nearly 2,000 staff and volunteers that annually support more than 7,000 admissions, 100,000 outpatient visits, 47,000 emergency visits and 20,000 surgical procedures. SMGH instituted their new vision in 2011/12 of becoming the “safest and most effective hospital in Canada characterized by innovation, compassion and respect.” University of Waterloo management science researchers have partnered with SMGH to conduct deep analyses of actions and outcomes within the hospital. SMGH frequently employes “lean” management techniques to achieve continuous improvement on the frontlines of health care delivery. To encourage bedside initiatives, SMGH announced a goal to implement 1,000 measurable improvements in one year and reported on multiple successes to recognize and celebrate employees’ efforts. SMGH also has a guiding quality committee framework and an algorithm of actions following critical incidents (see Exhibits 8 and 9). Given their proximity to one another, GRH and SMGH partner to specialize in certain procedures. They are both committed to being leaders in patient safety and quality of care, and as such, have begun various efforts to accomplish their visions. Nonetheless, Dr. Sharma believes that significant improvements can still be made to patient safety in both hospitals. Discussion: Patient Safety at Grand River Hospital Case Study Analysis The hospitals had yet to adopt a true safety culture from administrative to frontline levels, and this is hindering improvement to quality of care. As evidenced by underreporting and poor attendance at QCIPA reviews, there is a lack of physician buy-in to many quality improvement efforts. Dr. Sharma’s greatest challenge is influencing the intangible aspects that define a safety culture – the attitudes, beliefs and values of clinicians. Over a decade of pressure from the IOM, increased legislative requirements, QCIPA legal protection, administrative encouragement and demonstrated positive outcomes have all been insufficient to truly change physicians’ attitudes and behaviour. Dr. Sharma has considered making adjustments to the hospitals’ organizational structures to formalize leadership positions and increase accountability on quality metrics. He looked to the example of Mississauga’s Trillium Health Centre, which included patient safety accountability in the job descriptions of department chiefs to assign responsibility for quality of care. They also developed quality competitions to recognize staff contributions to patient safety improvements. These initiatives were launched following a decade’s worth of monthly workshops to collaborate and train staff. The successes resulting from Trillium’s efforts are not guaranteed to be replicated in other health care organizations, but they are certainly attributable to physician leadership and grassroots participation.12 Dr. Sharma is also aware of the importance of teamwork and communication (T&C) skills to provide the highest levels of patient satisfaction. The IOM recognized the lack of training in T&C and called for 12 Ashok Sharma, et al., Physician Mat … Get a 10 % discount on an order above $ 100 Use the following coupon code : NURSING10

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